Privacy Policy

Effective as of January 1, 2025

Agallas Equities is sensitive to the confidentiality of your personal data and has created this website privacy policy (the “Privacy Policy”) in order to demonstrate Agallas Equities’ commitment to privacy. This Privacy Policy applies to all personal data you provide to Agallas Equities, or Agallas Equities obtains from you, through the Agallas Equities Site and also to the collection, use, disclosure, and/or processing of personal data to which data protection and privacy laws apply. If consent to and acceptance of this Privacy Policy is required under applicable law for it to be effective, then by using the Site, you are deemed to have consented to and accepted the terms and conditions of this Privacy Policy.

If we change our Privacy Policy, we will post the changes on this page and may place notices on other pages of the Site, so that you may be aware of the information we collect and how we use it at all times.
This Privacy Policy is issued on behalf of the Agallas Equities group of entities, so when we mention “we,” “our,” or “us,” we are referring to the relevant company that is accountable for and controls or processes your personal data. The entity responsible for this Site and this Privacy Policy is Agallas Equities LLC (USA).

The list below sets out what is covered in this Privacy Policy.

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The types of personal data we collect

1.1 Many of the services offered by Agallas Equities require us to obtain personal data about you in order to perform the services we have been engaged to provide. You may be unable to access the Site if such personal data is not provided. We may collect and process the following personal data about you:

Information that you provide to Agallas Equities.

This includes information about you that you provide to us voluntarily. The nature of the services you are requesting will determine the kind of personal data we might ask for, which may include:

Information that we collect or generate about you.

This includes:

Cookies

As visitors browse the Site, Agallas Equities may collect information about the visit, such as the number of visitors to our Site, the pages visited, and browser types, but none of this is associated with any visitor as an individual.

Anonymized data

In addition to the categories of personal data described above, Agallas Equities will process anonymized information and data that is not processed by reference to a specific individual.

2.1 Your personal data may be stored and processed by us in the following ways and for the following purposes:

2.2 We use personal data in compliance with applicable laws and regulations. This includes where:

2.3 Your personal data is accessed only by authorized employees, representatives, and service providers who need it for the purposes described.

Personal data we share with third parties

3.1 In connection with the purposes outlined above, we may disclose details about you to:

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International data transfers

4.1 As a global company, Agallas Equities may need to transfer your personal data internationally. We ensure that adequate safeguards are in place to protect your data during such transfers.

How we protect your personal data

Agallas Equities has controls in place to maintain the security of your information. Client files are protected with safeguards based on the sensitivity of the relevant data. Access is restricted to authorized personnel.

How long we keep your personal data

We will retain your personal data only as long as is necessary to fulfill the purpose for which it was collected or to comply with legal and regulatory requirements.

Modification of your choices and preferences

If you do not wish to receive communications from Agallas Equities, you can opt out by contacting us or unsubscribing from email notifications.

Your rights

You may have certain rights under applicable data protection and privacy laws, including the right to access your data, request corrections, or withdraw consent, among others.

Third party information

This Privacy Policy does not apply to any information you provide to third parties. Agallas Equities is not responsible for the content, privacy policy, or data security of third-party websites.

Terms of use

Please read our Terms of Use, which govern our legal interactions, including any limitations on damages and the application of New York law.

Privacy policy for children

The Site is not directed at children. We do not knowingly collect information from individuals under the age of consent.

Definitions

In this Privacy Policy, “we” or “Agallas Equities” refers to Agallas Equities LLC and its affiliates. “Site” refers to www.agallasequities.com.

Changes in privacy policy

Agallas Equities reserves the right to update this Privacy Policy at any time by posting changes on this page.

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More Information

For questions or concerns regarding this Privacy Policy, please contact:

Disclaimer
This website is neither an offer to sell nor a solicitation of an offer to purchase shares of any security offered by Agallas Equities. Such securities are offered only by means of a prospectus or offering memorandum. This material must be read in conjunction with a prospectus in order to understand fully all of the implications and risks of an investment in the securities offered by Agallas Equities LLC. Neither the Securities and Exchange Commission, the Attorney General of the State of New York nor any other state securities regulator has passed on or endorsed the merits of the securities offered by Agallas Equities LLC. Any representation to the contrary is unlawful.